Category Archives: Entrepreneurship

Deja vu All Over Again

I traveled to Nicaragua last weekend to spend some time with colleagues there in planning for the second Certificate Program, to be underwritten by Winds of Peace Foundation.  It’s an opportunity to gather some 50 rural producers, technicians, coffee buyers, lenders and others and talk about the coffee process and how to make it work better for the small farmer.  There’s a great deal of planning and preparation put into these programs by Dr. Rene Mendoza and his team, and the chance to sit together and envision outcomes and opportunities is rich with possibilities.  The two days were time well-spent.

One of the results from those sessions was my own assignment: a series of presentations on the topic of open book management and organizational transparency.  I’ve presented the stories of my own experiences with the topic at Foldcraft Co., where we explored the boundaries of shared information in ways that most companies do not.  But this September will require preparation and teaching in a depth that I haven’t encountered since those corporate days more than ten years ago.

In one sense, there’s a bit of anxiety as I organize my thoughts and endeavor to pick out the most salient messages in a topic that is brimming with leadership, organizational and individual motivations.  I hope that I can convey the rewards to be found and the potholes to be avoided.  At the same time, I find myself energized as I prepare to “teach” an audience that has shown an eagerness to embrace a methodology that is both perplexing and enticing.  I only get into a small number of classrooms during the course of a year, and this will be a large and important one.  I can feel the adrenaline already.  I wonder what I’m going to feel like  on September 5.

I’ve drawn upon many of the old materials that we used at Foldcraft, re-discovered many of the best lessons from the case of Springfield Remanufacturing Company (SRC) where the whole notion began.  I’ve gone back to re-read the books and the article and the papers that served as  our own lesson materials, and I recall now why this was such a big deal back in the 90’s when we first began opening our books, our operations and ourselves organizationally.  And once again, I’m pumped up because I know what these practices can mean to any organization, but especially one that is struggling with survival, as many of the small coops in northern Nicaragua do.

And slowly, as I paste together lessons and bits of wisdom and truths about the application of open books in a small U.S. company, I recognize once again the universality of its message.  This is just like preparing for a Foldcraft audience all those years ago.  It’s not a ploy or a trick or sleight of hand program to get people to work harder.  Transparency is not a magic elixir or medicine to cure whatever might ail an organization.  Information-sharing is not an altruistic activity designed to win the hearts of co-workers or to win accolades from management periodicals.

The process is simply an appeal to people’s better instincts, their innate feeling that they want to be a part of something bigger than themselves and successful for their lives.  They want to invest themselves in something they can believe in, that they can identify with, that gives them pride and accomplishment for the daily demand of work.  We all seek the same ends, and to ultimately be recognized and rewarded fairly for the investment of our time and our skills.  In a world where there are always those who seek to strip that away from others, to elevate themselves at the expense of others, there is strength in collaborative and informed work.

As they say at SRC and throughout the open book world, “It’s easy to stop one guy, but it’s pretty hard to stop 100.”  No matter that we spend so much of our time trying to distinguish ourselves from each other.  We are all pretty much alike, and looking for the same affirmations….

 

We Have Grown Together

ANIDES is an organization with whom Winds of Peace has partnered for the past several years.  It’s a group devoted to lifting up women, helping them to understand and embrace their rights and to explore their capacities as the critical players in strengthening their families and Nicaraguan society.  ANIDES has not only helped with basic living amenities for its women and their families across 34 communities, but has also assisted in the formation of communal banks in outlying villages.  The banks have created access to economic resources, but more importantly have helped to teach finance, cooperative responsibility and the dignity to be discovered in effectively managing such a collaborative endeavor.

Recently, one of the Foundation colleagues visited with the rural cooperative members to talk about their visions, their needs, and the aspirations.  After the meeting and some contemplation about the visit, Gloria Ordoñez- director of ANIDES and the hands-on godmother of the women members- drafted a thoughtful reflection about both the progress of the women and the challenging road ahead.  It’s worth reading, as excerpted with her knowledge and blessing, below:

For some five years we proposed to deal with this challenge in a joint way with the women, using tools for knowledge management, so that they might learn some of their good and bad practices, improving their self esteem, and the importance that the roles that each one performs have for making their organization stronger, working on the recognition of different leaderships that each one exercises within their organization.

For us the application of methodological tools seem important (Results Oriented Management), for their recognition as human beings and through them that they might recognize their skills, abilities and capacities. Likewise that they might recognize the medium in which they can “exploit” or apply those skills. These tools help to recognize what I am now, what I want, a balance in life, the personal values and how through learning to build their path toward the personal and organizational vision.

These tools not only help the growth and personal development, but also the organization, all the members working together to recognize themselves not only as individuals but as organization, the construction of this path toward the vision from the systemic approach helps them to take more ownership over the organization and to work, putting into practice solidarity as a fundamental principle of cooperativism. We know that putting this into practice, or the implementation of a good attitude toward the members, is a long and steep path that we need to walk.  In these years the members have shown an openness to change and are involved in the processes, more and more in a conscious manner.

… So we have grown together little by little, we started with 15 very fearful women that would arrive at the workshops in the company of their husbands or sons; now we have grown in number and active participation; maybe we needed to not move too quickly through stages, so that everyone might participate at the same level….

The communal banks have been the space for learning to set the foundation for the development of trust among the members, strengthening their self esteem, formation and skill development. Making a sieve in order to create cooperatives with the members that show better strengths, identifying and strengthening the common elements of institutionality (system of values held in common for governance).

We see that the role of ANIDES is still very important for STRENGTHENING THE INTERNAL SELF MANAGEMENT CAPACITY of the incipient cooperative organizations. Through accompaniment processes so that they themselves might facilitate them with knowledge acquired in previous processes, GUIDING the comprehension of INSTRUMENTS FOR COLLECTIVE ENTREPRENEURIAL GOOD GOVERNANCE (these documents already exist for each cooperative) in this new stage we will teach their leaders to use and apply them.

Precisely through this we think that strengthening a promoter group of leaders, we will expedite (in a cascading manner) the training process of the different cooperative organizations from within, being accompanied by ANIDES, so that the grassroots cooperatives might be able to continue strengthening themselves FROM THE IDENTIFICATION OF THEIR OWN STRENGTHS AND COMMON IDENTITIES, (like what you call the institution, that has to do with their roots, values and common commitments as women who are living in similar circumstances, learning to get ahead with their families in the midst of adversities).

Thanks for your multiple perspectives and contributions to continue going more in depth to make a different in the cooperative organizations, which is the strong commitment of ANIDES.

This memorandum is a complete and focused organization development roadmap, as holistic, sophisticated and ambitious as any strategic document I’ve encountered.  Its focus includes the health and strength of the organization, its current and future leadership, the well-being of the individual members, a sensitivity to collaborative realities, courage to take on enormous difficulties and a vision which exceeds the boundaries of sight.  It’s a document of hope and expectation, and one that any U.S. business organization would be challenged to achieve and proud to own.

When people occasionally ask me whether there is good news in Nicaragua, whether there is cause for optimism for the future, I will use the words above to state the unequivocal answer, yes….

 

 

Planters and Harvesters

I think most people would be surprised to learn the difficulty involved in being a funder.  Most often, when folks learn that I work for a private foundation which provides grants and loans in Nicaragua to really poor people, they respond with something like, “Oh, what wonderful and rewarding work that must be.”  And while it’s true that there is great intrinsic satisfaction in working with our Nicaraguan partners, there are other layers in our labors that one might never anticipate.  It turns out that, like in most enterprises,  it’s not all that easy to envision, plant, nurture and harvest the precise outcome desired.

That reality was impressed upon me again recently in a conversation I had with an acquaintance about measuring end results.  That’s something which most aid organizations are prone to do, because without some sort of results to tout, raising funds from potential donors or justifying actions to a Board of Directors becomes quite difficult. The easiest measurement to take, of course,  is the number of dollars placed during a given year, under the assumption that if an organization is placing lots of money it must be creating lots of impact.  (Which is not always the case.)  During my conversation, a number of additional measures were cited, including number of households served, geographic area covered, number of women included and loan default rates.  We all search for some way to affirm that funds and energy expended have been put to good use and yielded a good result.  We want to look forward to a “harvest” of the good intentions and capital that we have sown.

Understandably, there are many aid organizations for whom the harvest is the main objective and without a reasonably short and certain “growing season,” they won’t make the investment. Harvesters are numerous and they are essential to vibrant development and organizational accountability.  They represent significant funding sources.

But one of the realities of development work learned by WPF over these past several decades is that sometimes germination just takes longer than we’d like, and there is no certainty of anything growing out of a particular investment made.  Risk is without guarantee, and especially when swimming upstream against currents of rural location, prevailing culture, limited education, autocratic governance models and natural disasters.   So occasionally, the exceptionally poor require the presence of “planters,” those who are willing to sow in marginal soil, where possibly the only measurement is whether anything can bloom- not in micro-loans returned or number of houses built, but in whether there are grounds for further accompaniment and relationship.

Planters bring an entrepreneurial appetite for exploration and risk.  They are willing to “get proximate” enough to make a bet on the lives of deeply marginalized people. They not only lend and grant, but also accompany.  Measures are not unimportant, to be sure, but they are less sure. And for planters, that’s OK.  Because eventually planters hope to be harvesters, too.  They just may be willing to wait longer to be so.

Working on development in the rural sectors of any country is not an exact science.  WPF has developed its perspectives and methodologies over thirty years of on-the-ground observation and partnerships.  There is no existing formula for certain success.  If it was formulaic work, more institutions would be doing it, with assurances of success and favorable measurements to share with the donor base.  It isn’t that easy.

We are all members of the development universe in some capacity, whether we acknowledge it or not.  As members of a common humanity, we do have an obligation to one another.  Our actions, whether small or large, create an impact, good or bad.  Harvesters are willing to travel where the path is rocky, but straight, so that they have reasonable expectations of repeating their success.  Planters bring visions and seeds to scatter, in the recognition that neither the path nor the final fruits are necessarily clear; they are less sure of their own viability in the process.  But we need planters and harvesters and every other resource we can muster in order to blunt the disgrace and indignity of deep impoverishment. …

 

 

 

 

 

The Paris agreements on climate change: A path for saving the planet?

The Paris agreements on climate change: A path for saving the planet?

René Mendoza Vidaurre[1]

Pick up a rock in your hand and close you fist around it until it begins to beat, live, speak and move. Sámi Poem

When the waves of the ocean hit our chest, at the same time we feel a current of water pulling our feet in the opposite direction. In the midst of pressures from all sides, on December 12, 2015 representatives of 195 countries meeting in Paris achieved the first universal and binding agreement for saving the planet. In this article we argue that the Paris Accords are like the “waves” that allow us to surf, but we need to discern “the current under the waves”, the undercurrent that could drown us. To do so we start with a brief theoretical framework, then we identify the problem of climate change, we put it in a historical perspective, we list the agreements achieved in Paris and their long term effects, we discern “the current under the waves” of the agreement, we measure the challenges, and putting ourselves on the side of peasant, indigenous and Afrodescendent organizations, we suggest concrete mechanisms for the mitigation of climate change.

  1. The dilemma of the common good of the climate

There is a close relationship between common goods (collective or public goods) and climate change; the atmosphere is a good that belongs to everyone, and at the same time it is limited, it can be exploited and really has been excessively exploited (pollution). The question is, if we know that the climate benefits all of us, why is the atmosphere polluted? Hardin (1968)[2], in a Cold war context marked by the state-market economy dichotomy, argued that rational individuals, maximizing their private advantages and socializing their costs, use up common resources, which is why they are condemned to be used up (privatized) – this is where the phrase tragedy of the commons comes from. The dilemma is that we all want a non-polluted atmoshpere, but our individual rational actions cause irrational collective results, climate change.

Olson (1965)[3] recognizes the cause of this dilemma in the free rider, the opportunist who thinks that he will receive benefits regardless of his contribution, which results in a generalized assumption. Olson suggests working in small groups and providing sanction/incentive mechanisms in order to save the commons. Ostrom[4] criticizes Hardin because of the deterministic nature of his theory (“tragedy”) blocking human progress, and on the basis of cases of communal management, finds that the commons do not disappear, that they can be well managed if there is clarity about the rules (laws), the collective methods, and if decisions are made collectively, there are local and public conflict resolution mechanisms, including sanctions on those who violate the rules, and when the self determination of communities is recognized by the authorities at the highest level. In this case there is no “tragedy”; cultures understand that the commons are environments that make sustainable and rational behavior possible (De Biase, 2014)[5].

Resolving this dilemma of collective action requires knowledge, particularly in the case that concerns us. Nevertheless here another dilemma emerges, science generates information that causes uncertainty, yet at the same time we depend on that information. Following Beck (1986)[6], we live in a society of risk (“modern society”), not just of classes (“traditional society”); our medium is an environment where knowledge, like being, determines awareness, whose formation is different to awareness previously, because the dangers are not coming from the rich and poor, but both face the same problem in this society of risk, even though with differential results – like an earthquake of the same scale has different effects in Haiti than in the United States. Science reports on the increase in temperature and suggests its control, even some express their faith that progress in technology will solve climate change; but science cannot predict the consequences of that increase because of the its degree of complexity. The paradox is that there is uncertainty about the knowledge, while at the same time we depend on it (Beck, 1986).

Both dilemmas, the collective action and the knowledge dilemma, move under structural conditions, which are ideas, interests and organizational patterns and institutions founded over centuries, that are very exclusive and generally dominated by small elites. Within this framework we formulate a number of theses: there are structures that underlie the contamination of the atmosphere and the primacy of individual rationality, which has had perverse effects; the commons (the atmosphere), following Ostrom, are not “tragedy”, but conflicts that should be analyzed as starting points from a political economy perspective; the dilemma of collective action and the uncertainty can be resolved through a knowledge produced by “epistemic communities” that would include the “civil scientists” (vulnerable families and their organizations) and “natural and social scientists”.

2. Global warming

Graph 1. Increase in temperature by 2100

increase in global temp 2100-2

Source: Conference of Parties (COP) based on the United Nations Framework on Climate Change (UNFCCC). http://myalbum.com/album/boFLr8B9S4j0

What does it imply? Solar energy passes through the atmosphere, part of that energy is absorbed by the earth´s surface, and another part is reflected (bounces back); part of this reflected radiation is retained by greenhouse gases (GHG), and another part returns to space. In other words, GHG are in the atmosphere, they retain part of the heat of the sun, and within a certain range, maintain a temperature appropriate for life.

The problem is when these GHG increase in the atmosphere, retain more heat and make the temperature of the earth increase. If we take the average world temperature of the preindustrial period as a reference point (see Graph 1), the temperature for 2012 rose by 0.85 degrees Celsius (known as centigrade, symbol C ) compared to the preindustrial period; if this increase continues without any change, the temperature for 2100 will increase by 4.0 0C, a situation in which it is believed that the planet will survive, but not the human race. The G-7 countries have promised zero emissions of carbon by that same year, 2100; the question could be asked whether they are sure about that, because there would be no human beings capable of emiting it. In the Paris Accords achieved in December 2015, the parties (countries) proposed new commitments to stay under a 20C increase over the preindustrial level. Nevertheless, even if the accords are fulfilled, the spending of the carbon budget will not only reach 107.3% in 2080 (see Graph 3), but a 2.7 0C increase will be reached, something recognized in the Accords themsevles: “Observes with concern that the estimated levels of the added greenhouse gas emissions in 2025 and 2030 resulting from the foreseen contributions determined at the national level are not compatible with the scenarios of the lower cost 2 ºC, but rather lead to a projected level of 55 gigatons in 2030, and also observes that, in order to maintain the increase of average world temperature under 2 ºC over preindustrial levels, through a reduction of emissions to 40 gigatons …” (chap 2, art. 17).

Graph 2

Source: based on World Resources Institute

 

Graph 3

Source: British meteorological office (Met Office). http://www.metoffice.gov.uk/research/news/2015/global-average-temperature-2015
Graph 3. Average Global Temperature (1850 – 2015)

We talk about a carbon budget, because the quantity of carbon to be emitted to not go beyond the 2 0C of (average) global warming has been established. Graph 2 shows how we have been spending that carbon budget, displaying the danger of the “undertow.” Between 1860 and 1965 a fourth of that budget (24.4%) was spent (emitted), spending that by the year 2000 was already half of that budget (53%), and by 2012 nearly three fourths of the budget was spent (67.1%). This is what Graph 1 shows as 0.85 0C of global warming. Then, Graph 3 provides us another important figure, that in November 2015 global warming went beyond the “ceiling” of 1 0C over preindustrial levels.

From this we see the spending of the carbon budget is happening more and more quickly, consequently the increase in global warming is also happening more quickly. The problem, according to the IPCC (International Panel on Climate Change, Stockholm 26-8-2013)[7] is that when the temperature gets beyond 1.6+ y 2.0+, that temperature will remain there for hundreds of years, no matter what we do. This threshold, at the pace we are going, will be passed in a few years. By 2033 we will have spent 100% of the carbon budget, and global warming will rise 2 0C, and by the year 2100 it will have risen 4 0C. Let us remember that these data are a world average, which means that the increase of 2 0C over preindustrial levels, in tropical regions could be 3 0C or more, which will be catastrophic for life – the earth and humanity.

With a 2 0C warming it is thought that, among other consequences, parts of the world will be uninhabitable, there will be worse droughts[8] and floods, strong storms, risks that coastal areas will flood, decrease in rivers, expansion of deserts, acidification of oceans and cities affected[9], food insecurity because of the decrease in yields of harvests and because of the loss of habitat from flooding, collapse of the marine food chain, loss of biodiversity, and according to Burke et al (2015)[10], the increase in temperature will widen even more inequality gap. These are some of the foreseeable consequences, but in general, uncertainty prevails about the effects of climate change, and the accompanying risk that we under or over estimate them. In other words, averages are deceptive; understanding climate change is understanding the enormous diversity in the production of the problem, and in the fact that its effects are suffered in a differentiated manner; the diversity and inequality that it expresses clearly are not solved with charity.

3. Contamination in a historical perspective

In becoming aware of the gravity of the climate change situation (or global warming) that threatens human existence itself, we ask ourselves about how we have gotten to this point. The key is in the increase in GHG caused by human actions. This began in the XIX century with the industrial revolution, first with the European countries, and later including other countries – here we find the largest free riders in the world.

Table 1 shows the 14 countries that have emitted the most carbon dioxide (CO2) into the atmosphere in different historical periods. Between 1865 and 1890 the countries of Europe (in blue), were the countries that most polluted the atmosphere. Since 1890 the United States appears as the biggest polluting country. Then, between 1960 and 1980 four Asian countries joined the group of the biggest emitters of CO2. And between 1990 and 2012 there is a more diverse and globalized table of 14 countries that have polluted the most; China starting in 2005 takes the lead as the most polluting country.

 Table 1. Carbon dioxide emitting countries in different historical periods

Table 1

Source: based on World Resources Institute. See: http://bit.ly/11SMpjA

Table 1 helps to see the 14 countries that most emitted CO2 in each period. Cumulatively, Graph 4 shows the countries that have most polluted between 1850 and 2011. We see there that the United States holds first place with 27% of emissions. They are followed by 28 countries of the European Union with 25%. Then come China, Russia, Japan, India, Canada, Mexico, Brazil and Indonesia,

that together emitted 31%. Finally there is the rest of the world (158 countries) with 17% of total CO2.

Graph 4 (1)

This data, nevertheless, hides the complex global interaction that exists among countries, the flows and outsourcing of pollution. For example, the countries of Europe and the United States, to reduce their gas emissions, use components of solar energy panels and wind turbines made in China[11]. Countries like England, to avoid fines from the European Union that set goals for recycling, and due to the fact that the prices of plastic and paper dropped, transfer recyclable waste to Indonesia[12]. Or countries like China, that import wood from Latin America for the construction of a large amount of homes in times of strong economic growth. Nor does the flow from large corporation appear in the data, that move to other countries to export from there the products that their countries need. In this way, countries like China and Indonesia appear to have higher CO2 emissions, while countries like England appear to have less[13].

In addition to the recognition of the production and consumption chains between different countries, a view of the use of per capita energy also influences the interpretation of the pollution list. For that purpose we focus on year 2013, and we analyze the six highest polluter countries in the world. See Table 2.

Table 2. Highest polluting countries currently (2013)

Range Countries Population (%) Total energy consumption (kilotons en %) Emissions of CO2 (kilotons in %)
1 China 19.1 21.5 24.7
2 United States 4.4 17.2 16.2
3 India 17.6 5.9 6.0
4 Russia 2.0 5.7 5.2
5 Japan 1.8 3.6 3.5
6 Germany 1.1 2.5 2.2
  Latin America 8.5 6.5 5.1
  46 62.9 62.9

Source: based on World Resource Institute

Total energy consumption is expressed in kilotons (1000 metric tons) of fuel used (related to oil, natural gas and solids like coal); and the emission of CO2 includes the burning of fossil fuels, manufacturing of cement, and the carbon dioxide produced by the consumption of natural gas and coal. From Table 2 we see that between China, United States, India and Russia they consume half of the energy generated on the planet, (50.3%), and are responsible for half of world emissions of CO2 (52.1%), but at the same time they are countries that have 43.1% of world population. The United States shows the greatest imbalance by consuming 17.2% of energy and emitting 16.2% of total CO2, when it has only 4.4% of world population, which shows conclusively that the USA as a country, and in per capita terms, is the most polluting country of all – the leader of the free riders.

We present two graphs in what follows that deal with energy consumption and per capita emission of CO2, that should be interpreted with a certain degree of care. For primary energy consumption before its transformation into final fuels (equal to national production plus imports and variation in stocks, minus exports and fuel supplied to ships and planes affected by international transportation, see Graph 5), six Arab countries are among the biggest pollutors (Qatar, Kuwait, Brunei, Bahrein, Omán and United Arab Emirates).

Graph 5

Graph 6

Source: based on the Statistical Division of the United Nations. See Graph at: http://www.tsp-data-portal.org/TOP-20-CO2-emitters-per-capita#tspQvChart

 

For  emissions of CO2 (see Graph 6) there are seven Arab countries (Bahrain, Qatar, Kuwait, United Arab Emirates Brunei, and Saudia Arabia) among the biggest polluting countries. What do both graphs tell us? First, because of the size of the countries, these Graphs do not contradict the list of the 6 most polluting countries on the planet. Secondly, the case of the Arab countries is something unique, they consume more because they are producing more fuel, and their dependency on oil reveals their real “Achilles heel”, because the solution to climate change will mean they will experience the harshness of the so called “Dutch disease.”

Pickety (2015)[14], with data on the historical tendencies of per capita CO2 emissions on the national level based on consumption, confirms that global emissions are concentrated: 10% of global emitters (from all continents) supply 45% of global emissions, and the 50% of those that emit less, supply 13% of global emissions.

Graph 7

Source: Schwabish, N. Tawil and C.ourtney Grith, 2012, Congressional Budget Office based on information from the World Bank, World Resources Institute; Resources for the Future and Climate Advisers, and LTS International. Ver: https://www.cbo.gov/sites/default/files/112th-congress-2011-2012/graphic/1-6-12-forestinfographic0.pdf

To complement this description of pollution, we show its sources also by sector (see Graph 7). The greatest source of contamination is the production of energy (44%) that includes the use of electricity, industrial use of energy and other sources related to energy; followed by agriculture and deforestation (26%); then industrial processes and waste, and burning of fuel in homes and businesses (16%); and transportation (14%).

Graph 8

And given that agriculture interests us because of its historical importance in the world, particularly in Latin America, I include Graph 8. Of total contamination generated by agriculture, 36% comes from nitrogen oxide (N2O), 14% from CO2 and 50% from methane (CH4). Of this 100%, now looking at the Graph, the biggest contamination comes from ranching: 40% from intestinal fermentation (digestion of organic material by livestock) and 15% from manure deposited in pastures[15].

Summarizing what we have seen so far, global warming has happened because of the increase of GHG, an increase that has been mostly due to the generation of CO2 (in addition to methane and nitrogen oxide) in which the United States and Europe cumulatively have emitted 52% of CO2. Six countries have done the most contamination in absolute and relative terms. Highlighted as well are the strategies of some countries to appear as less polluting. The case of the Arab countries, with a high per capita consumption because of their production of cheap fuel, is a unique case due to being confronted with the dilemma of helping to save the planet (leaving fossil fuels underground) and their survival due to their dependency on oil. Finally, the contamination by sector shows agriculture and the forestry sector with not very high percentages -14 and 12% respectively – but they are very important sectors because: most of the impoverished part of the population is concentrated there; they are the only sectors with the potential to absorb GHG from the atmosphere; and because agriculture is a sector that can make the greatest contribution to the mitigation of climate change (Reynolds, 2013), like the forestry sector. This is ratified by the experience of Brazil, a country that reduced deforestation by 70% in the Amazon between 2005 and 2013, and with that has had a direct effect on global level emissions[16]. Without this contribution Graph 7 would be different and the spending of the carbon budget would be greater for 2012 in Graph 2. In conclusion, agriculture is another case that shows the importance of diversity, and that tells us that poverty and inequality can be solved if agriculture and forestry effectively contribute, with innovative practices and institutionality, to absorbing GHG.

4. The Paris Accords and their scope

196 members (195 countries and the European Union) arrived at a “legally binding” accord, that will be ratified in April 2016 and will take effect in 2020. The key words of the agreement are: mitigation, adaptation, financing, technology and building capacities. The principal objective of the accords is; keeping the increase of global temperature below 2 0C over preindustrial levels, “and continue striving to limit the temperature increase to 1.5 0C”. To do so, 162 countries have turned in their sheet of the route called “Intended Nationally Determined Contributions” (INDC) to limit the effects of the increase in temperature, while 9 countries, among them Nicaragua, did not turn in their INDC[17], and other countries, like Bolivia, turned in their INDC on the condition of foreign financing[18]; they agreed to mobilize 100 billion dollars annually from the developed countries for the developing countries as a financing mechanism for climate change mitigation and adaptation measures[19]; and they agreed on support for research, development and demonstration of technology, and the development and improvement of endogenous capacities and technologies. The areas prioritized for the reduction of greenhouse gases are renewable energy, energy efficiency, transportation, methane and agriculture, and the foresty sector.

The noise generated around the Paris Accord is one of triumphalism, but the reality appears to be bleaker. Let us remember that the issue of climate change was already discussed in the Rio Earth Summit in 1992, an event in which the treaties on the United Nations Framework Convention on Climate Change (UNFCCC), on Biological Diversity, and the Convention to Combat Desertification became known. Let us note that by 1990 we had already spent 43.4% of the carbon budget, and by 2012 we had spent 67.1%; if governments had decided to fight climate change in 1992, the situation today would be very different. Even 1.5 0C would have been achieved if there had been an agreement at the first United Nations Conference in Berlin in 1995, while now it is only “an aspiration and improbable goal” (Monbiot, 2015)[20]. 23 years after the Rio Summit and 20 years after the Berlin Conference, and after global warming doubled from what it was in 1990, implementing the Paris Accords will only make the increase in global warming happen more slowly, and that it not continue beyond 2080. Worse yet, these accords are only going to be applied starting in 2020!

Some additional thoughts. First, in fulfilling these accords, pollution will continue and the spending of that budget will reach 107.3% by 2080 (Graph 2), the year in which the situation will improve, and in the year 2200 the spending of the carbon budget will be 95.8%, a level much higher than the present level! Secondly, the Paris Accords warn that the INDCs sent in by the countries imply aggregate greenhouse gas emissions that go beyond the 2 0C and “lead to a projected level of 55 gigatons in 2030”, while the goal is 40 gigatons, “to keep the increase of average world temperature under the 2 0C” over preindustrial levels; the 55 gigatons imply a temperature increase of 2.7 0C expressed in Graph 1. Third, the euphoria of having arrived at a global agreement obscures the fact that even that 2 0C is an “average global temperature”, which would be greater in tropical countries, and that means that the Paris Accords are in their core a partial acceptance of that calamity.

These results make J. Hansen, considered the father of global awareness of climate change for being the first scientist to sound the alarm about this problem in 1988, describe the Paris Accords as a “fraud”, and a “falsehood” (Milman, 2015)[21]. Why? Hansen argues that the accords are only “promises without actions”, that until taxes (or charges) are placed on gas emissions, climate change will get worse. In a more moderate way, Monbiot (2015) says that the Paris Accord, compared to what happened in Copenhagen 2009 where no agreements were reached, and seen from the “narrow framework” of the United Nations, are “a miracle”[22]; while seen from outside that United Nations framework, from what they should be, “are a disaster”.

5. The undercurrent beneath the waves

Why is it so difficult to reach an agreement to save the planet? It is the dilemma of collective action. From the data seen, the accords depend in large measure on the fact that the 10 most polluting countries, or the companies that are behind them, would cede in their positions and overcome what Hardin called the “tragedy of the commons”; that the feeling of the countries who are not on that list, in seeing that their development path by way of industrialization will tend to be limited, where the companies and their national counterparts also have a lot of influence, likewise would cede to a perspective of diversity; and from what is observed in different parts of the world, it depends also on the growing awareness and reactive,[23] and above all proactive, social mobilization with long term thinking.

The “undercurrent beneath the waves” has to do ideas and interests. Monbiot (2015) identifies a “narrow framework” within which the discussions on climate change have taken place. Verbruggen (2015)[24] says that there is a large coalition on the climate (officials, academics, captains of industry and people in the green campaign) rooted in the belief that “there is no alternative”, and in a faith that “the only viable form is continuing the current course”, which does not seem to be appropriate in an issue like climate change, where frequent disruptions are experienced and where diverse theories, practices and technologies are needed. This “narrow framework” and “the only viable form” is the economic perspective, and that “large coalition” in reality are the technopols that Robinson (2003: 214-217)[25] has identified in each country, who are certain intellectuals who are “charismatic, organic, politicized and local organizers of groups with a transnational orientation, that play an important role distinguising local strategies, political programs, technical plans and ideologies, for integration into the new global order”. They are actors connected to one another, nationally and internationally, that penetrate the State and promote the transnational project of capitalist globalization. Verbruggen questions why economists embrace a sole global approach (the market) in climate policy, when there have been so many failures trying to impose a “uniform straight jacket”; and accuses that perspective of having paralized climate policy since 1997 in COP03, Kyoto when the United States imposed trade in emissions[26].

This perspective, motivated by countries´ economic interests, has led to the fact that the Paris Accords focus more on the consumption of fossil fuels and not on their production (Monbiot, 2015), and that they are promises easily avoided by countries. An example of this is England, a country that has a policy for reducing greenhouse gas emissions (reducing the demand for fossil fuels) under the 2008 Climate Change Law (coherent with the Kyoto Accords, see footnote no. 26), and another policy under the 2015 Infrastructure Law by which it urges oil and gas companies to increase their production (greater greenhouse gas emissions) to “maximize the economic recovery” of England (Monbiot, 2014)[27]; in other words, on the one hand it reduces gas emissions, and on the other it promotes the increase of their emission, and both policies are implemented under the direction of the Secretary of State for Energy and Climate Change. What is happening in England, Monbiot himself confirms, is a common practice of governments trapped by the interests of large corporations.

From the side of some developing country governments, there are criticisms of the capitalist system, but without moving outside of the “narrow framework”. Correa (2015)[28], president of Ecuador, points out that the old division of labor, countries who are producers of raw materials and countries responsible for the industrialization of those raw materials, has been replaced by another: “the rich countries generating knowledge – science, technology – that they privatize, while countries like Bolivia, Venezuela, Ecuador, countries of the Amazon basin, we generate environmental goods that they consume for free…”Correa points out that that knowledge is privatized through “patents” and “royalties”, and whose violation is penalized with jail time; while “there is no jail time if a multinational company destroys our nature”. This new division of labor, according to Correa, is based on “power”: “Who are the polluters, but produce knowledge that they privatize, and in exchange they consume environmental goods freely? They are the most powerful ones”; “there are courts for financial debt, there are courts to protect not the rights, but many time the abuse of the multinationals. Why are there not courts for something as fundamental as establishing the ecological debt—?” For his part, Evo Morales, the President of Bolivia, in the 70th General Assembly of the United Nations, said that the countries of the south are not going to be the “forest rangers of the countries of the capitalist system.” And in the very same COP21 of Paris, the representative of Nicaragua, P. Oquist said: 1) that the agreements recognize the debt of the countries historically responsible for climate change; 2) that under the principle of responsibility, they compensate the developing countries, because the consequences of climate change are suffered more by developing countries; 3) that the goal promoted by the developing countries, particularly the island states, has been 1.5 0C and not 2 0C, and that the highest polluting countries reduce their gas emissions; and 4) that the procedure for the decision of the Accords was authoritarian and not democratic[29].

At the same time, in apparent contradiction, Correo supported oil exploitation in the Yasuni Amazon park and in other indigenous communities (Sarayaku, Kichwa, etc). The same situation is happening in the case of Bolivia, Venezuela and other countries. The discourse to the outside world does not appear to be endorsed inside the countries. This is due to three reasons. First, their environmental policies are not backed by their own resources, they are dependent on foreign resources, be they called “compensation” or “Payments for Environmental Services” (PSA), which is why they end up accepting the environmental policies governed by markets[30]. Second, the old Taylorist model of organization persists, that shaped states, political parties, unions and guerrillas, vanguard structures, which keeps them from going out and listening to the communities, and taking their perspectives seriously, that go beyond the economy and its routes, that move outside the lines defined by the modernization theory of “development”. Third, in criticizing the absence of responsibility on the part of the developed countries, and at the same time demanding compensation, they are denying the diversity in the world that they justly tend to speak about in a discursive way. As we said before, the diversity and the inequalities are not resolved with charity.

This economic logic, called by Polanyi decades earlier as the “market society”, postpones agreements and their compliance, diverts attention toward demand while it rejects leaving fuel underground, criticizes gas emissions in a country and at the same time opens the door to extractive companies. That opposition, successful since at least the Parties Conference in Berlin in 1995, allowed the Paris Accords to happen as a “consensus”. Under this logic, (economic) progress of countries has happened embedded in gas emissions; it is the idea that there is no development without industrialization; that climate change would be resolved with more economic progress (and “aid”), that it is not with less market that climate change is going to be resolved, but rather with more market. Coherent with this way of thinking, any country – better said, the corporations behind the governments – are afraid that accepting environmental regulations means losing their competitive advantages over their competitors, or, in the case of the governments of developing countries, the fear of not receiving external resources described by many of them as “compensation”, “foreign investment” (natural resource extracting corporations with greenhouse gas emissions) as a right in the face of “imperialism”. The “waves” of the Paris Accords move us “surfing” the big polluters that appear as the saviors of the planet and as the financiers of developing countries to adapt to climate change. The “undertow” is that the developing countries will be those most affected yet by the Paris Accords themselves, they will have to sacrifice the type of future (road to industrialization) that they have been seeking, emulating the developed countries; while the developed countries will follow their path of progress with GHG emissions.

More than that, the “water current” has to be captured from a historical perspective. Moore (2015)[31] refers to two myths. First myth, that the cause of climate change began with the industrialization in England in the 1800s, a myth also shared by the thinking of the environmentalist movements or the so called approach of the “green economy.” Moore argues that capitalism emerged in the XV, XVI and XVII period (1450-1750) from the biggest environmental revolution that affected natural landscapes and human beings. The most dramatic expression of that process was the conquest of America in military terms, human and environmental genocide. In other words, it was imposed with the sugar plantations, and then with the silver mines in Potosí, appropriating for free (or at low cost) the work of nature and of those considered “non-human”, indigenous and slaves. This process destroyed mountains of forests and eroded lands of the Andes area. This system continued with the extractivism and mono-cropping of sugar cane, tobacco, cotton…fuel…The pattern has been the same: getting new forms of nature that work for free and at low labor cost. From that perspective, the idea of the developed countries in Paris 2015 was expressed as a “consensus”, because “the rest” of the countries with their proposals did not count, like previously when the indigenous populations, slaves and nature were seen as parts of nature, as “the natives.”

The second myth, that the problems created by capitalism are the responsibility of all of humanity, or that climate change is the responsibility of all. Moore (2015) describes this myth as coming “from a racist, Eurocentric and patriarchal vision.” There are historical responsibilities in the face of climate change, injustice that is hidden by the Paris Accords. It is not so much about “compensation”, as about getting the capitalist system to quit feeding itself from what nature produces, cheap labor, cheap energy, food and raw materials, quit persisting based on human and environmental genocide. At this point the biggest danger is that the Paris Accords become a door to dispossession, commercializing nature, in a context where the opportunities for appropriating the free work of forests, oceans, the climate and soils are less and less available.

So in line with Moore (2015), looking at the reality without separating the economic from the ecological, as the history of the emergence of capitalism shows, and as we see in the dry zones in Central and South America, opens up new windows for understanding the reality, combining climate change and race and gender inequality. This step, in turn, will allow us to form new alliances among producer organizations, feminist organizations, worker and student organizations.

6. Challenges

Before continuing, let us recapitulate what has been worked on so far in the light of the proposed theoretical framework. The climate is a collective good, whose “over-exploitation” is due to the opportunism (free riding) of mostly large corporations and developed countries who have polluted the atmosphere. This fact has been sustained not only for 200 years (industrial revolution), but for more than 500 years under the emergence and establishment of the capitalist system on the basis of cheap labor from nature and most of the world´s population, which has also led to the institutionalization of a exclusive organizational pattern. These structures have been expressed in ideas based on market fundamentalism, in the belief that there is no alternative, and with “undertow” effects.

This perspective has generated a pessimistic and conservative thesis, that the causes of the problem will be difficult to change, and that there is no greater human effort capable of making them change; it is pessimistic in the sense that, if it ends up true, the planet will become less inhabitable in the second half of the current century. And it is conservative in so far as it generates impotence, that there is not much to do, that the problem is so complex that we do not know what to do.

Nevertheless, distinguishing the structural factors, supported by a historical perspective, allows envisioning a more optimistic thesis for institutional change, a new and more transformational correlation of forces. This is a “society in movement” with global awareness – for pressuring, and also with decisions about, for example, reducing their consumption of meat, milk and energy – to understand the social, economic and ecological reality as parts of the same process, connected to the families of small producers (peasants and indigenous) with intelligent sustainable practices in the efficient use of soil and forestry, with the relaunching of a business sector around new technologies for change in the energy matrix, with scientists committed to making renewable energies be cheaper than energy coming from coal, gas and oil[32], and with governments that promote appropriate fiscal regulations to incentivize renewable energy and – following Pickety (2015)– applying taxes on the richest in the developed countries as well as the developing countries, overcoming the traditional north-south dualism. This correlation of forces could make the old and dominant correlation of forces led by corporations to step back, and would be a window of possibilities for social, political, economic and ecological transformation of our societies and its institutions on this planet earth.

Under this framework, we list three challenges in what follows. The first challenge is providing solutions that make the Paris Accords possible with a perspective that in the long term would allow fuel to stay underground. It is clear that it has taken a lot of time to reach these accords, the current goals are insufficient to save the planet, and the way that they propose to reduce CO2 is with a productivist and “green economy” vision. To introduce policies and decisions that would make the Paris Accords possible, it is important to understand the economic crisis, the social crisis and the ecological crisis as the crisis of capitalism; in doing so, replacing the economic fundamentalism in which we are trapped by a more holistic perspective of life. Without getting out of this trap, even solutions like clean energy (solar, geothermal, wind and others) will not prosper; likewise the critical perspectives of the member governments of ALBA countries, that with or without their own resources, continue without moving beyond economic fundamentalism.

The second challenge is preventing capitalism from using the Paris Accords as an open door to accumulate more based on its historical practice of appropriating nature and cheap labor. Part of that reality we have seen in the policies on protected areas in Latin America, as well as in many cases of titling indigenous territories, that have worked to dispossess the indigenous and Afro-descendent populations and peasant families of their lands[33]. And part of that modality is giving crumbs to the developing countries as a license to continue generating GHG, crumbs that are tied to mechanisms of “management by results”[34] out of an individualistic logic (e.g. given to the individual producer for planting trees on his farm), and eroding organizational expressions (cooperatives, associations and communal organizations) that especially rural societies have for resisting the dispossession mechanisms of large enterprises that are always ready to buy their land. This is a form of dispossession that is unfavorable not only to the developing countries, but to 80% of the world population that only has access to 17.2% of world income[35].

The third challenge is overcoming the nature/society dualism of the very actors historically considered “natural”, the peasant, indigenous and Afro-descendent families. The issue of climate change tends to appear as something very complex that leaves people with a sense of impotency, making them feel that human actions for change are so small in the face of something as large as climate change; and that ideological and slanted “campaign” on climate change has made indigenous and peasant families tend to “blame themselves” for climate change, something contrary to what is indicated in Graph 7[36]. That degree of complexity and insecurity that climate change generates, combined with self blame on the part of the peasant famiilies, can be counterproductive. Confronting this situation requires that we get beyond the idea that development can only be achieved by way of industrialization, showing that the peasant, indigenous and Afro-descendent way, a path of centuries of resistance to capitalism, in alliance with different actors, can mitigate climate change, and within it, the role for agriculture and forestry for absorbing GHG, mentioned previously, make the world see the importance of this peasant and indigenous social sector.

7. The Perspective of the peasant, indigenous and Afro-descendent families

How can we take up the challenges and mitigate climate change? The diversification strategies of these families, with their different variations (see Mendoza, 2004[37]), opposed to the mono-cropping system and extractivism, and including family and territorial organization with an emphasis on life connected to the land, are differentiating angles and practices for mitigating climate change.

From this perspective of diversity, territories, diversification, organization and connection to the land, and opposed to the technopols identified by Robinson (2003), we propose the construction of a “epistemic community” that, in the words of Marchetti (2015: 20), is an “continuous and more profound encounter of different ways of knowing, crossing over educational and geographical aspects, abandoning external prescriptions, the external canon of science and even the external canon of politics on climate-energy, and taking responsibility to formulate and adjust policies every year in different geographies and epistemic communities”. How can these epistemic communities be constructed? We respond to this question out of our involvement in work with rural organizations. First, leaders of peasant, indigenous and Afro-descendent organizations would organize their knowledge in a systematic and ongoing way, and do it in alliance with intellectuals of the south and the north; building a long term capacity that would expand, correct, generate and catalyze knowledge, leaving behind oral tradition and only being reactive movements in response to the extractivism and monocropping. The solutions for making the Paris Accords possible would come from this type of processes that develop long term capacities.

Second, their own capacity can be combined with experimentation and innovation processes of paths with different perspectives, and to the extent that their organizations consolidate based fundamentally on their own resources, and on resources generated by carbon capture. The PSA initiatives should be read in the light of this endogenous capacity, the practices of diversification, the logic of the territories where the population is taking care of the land, and the grassroots organizations that are expanding their management capacities of common goods. It is a matter of the families and populations being able to see climate change from their own lives, organizations and communities, mitigating climate change, instead of seeing themselves as minuscule beings in the face of “complex” and “uncertain” climate change, as isolated individuals enmeshed in abstract markets.

Third, with this capacity of producing knowledge and innovating forms of climate change mitigation as a different way of life, implying personal changes and organizational renovation, the peasant, indigenous and Afro-descendent families need to reconquer land areas, deepening their relationship with the land, expanding their territories as “the place of those who take care of the land”[38] under the premise that ecological, social and economic equity are inseparable, and that therefore gender, ethnic and generational inequality are parts of environmental degradation. Within this process, the state and organizational policies to mitigate climate change should respond to this perspective with crop rotation, diversification, the rollback of the mono-cropping system and extractivism, and social and economic equity. In this way that coordination of practices and policies will be the basis so that the Paris Accords are carried out and deepened to achieve a global warming goal of less than 1.5 0C, innovative ecological, social and economic practices are promoted, poverty and inequality are reduced, which is coherent with the Sustainable Development Objectives, not leaving even one poor person behind by 2030.

In conclusion, the poem quoted at the beginning of the text is from the Sàmi indigenous people, located in Norway, Switzerland, Finland and Russia, a people who are fighting to have their lands recognized. They remind us that even though we speak the language of the earth, that the key is connecting to the earth again and learning to relate to her. J. Laiti of the Sámi people states that recognizing that we belong to one another leads us to love life, use nature as the source of life, and convince ourselves that we live in – and we are made of – the earth[39]. This change of relationship with nature is possible if there are personal changes and organization renovation, as Pope Francis reminds us in his Encyclical Laudato Sí: “there will not be a new relationship with nature without a new human being.” And with these two steps, to take the third, following the African Proverb, “if you want to go quickly, go alone; if you want to go far, go accompanied.” In the face of the systematic harassment of corporations (market), the construction of epistemic communities with peasant families and indigenous and Afro-descendent peoples, groups that haver persisted this harassment for centuries, now developing their capacities for organizing and producing their knowledge and innovations, a process accompanied by a framework of global alliances, and by ongoing personal change, can really make a difference in mitigating climate change. This can get the best of the “undertow”. This is moving far ahead.

* René Mendoza (rmvidaurre@gmail.com) has a PhD in development studies, is a collaborator of the Winds of Peace Foundation (WPF) (http://peacewinds.org/research/), associate researcher of IOB-University of Antwerp (Belgium).

[1] This work has benefitted from the comments and suggestions of P. Marchetti, F. Huybrechs, G. Delmelle, K. Kuhnekath, D. Kaimowitz, J. Bastiaensen and T. De Herdt, as well as the reflections expressed in a workshop with leaders of rural organizations (cooperatives and associations), and representatives of organizations both inside and outside the country.

[2] Hardin, G., 1968, “the tragedy of the commons”, en: Science Vol. 162, No. 3859, pp. 1243-1248

[3] Olson, M., 1965, The Logic of the Collective Action. USA: Harvard University Press.

[4] Ostrom, E., 1990, Governing the Commons: The Evolution of Institutions for Collective Action. Cambridge: Cambridge University Press

[5] De Biase, L, 2014, 2014, “what scientific idea is ready for retirement?” en: Edge, https://edge.org/response-detail/25425

[6] Beck, U., 1986, La Sociedad del riesgo. Hacia una modernidad. Barcelona: Editorial Paidos

[7] This data we are taking from Marchetti, P.E., 2015, No Recipes for Planetary Crisis: Epistemic Communities and Climate/Energy Policy Architectures. Mimeo: Guatemala: URL

[8] For example, the second largest lake in Bolivia, Lake Poopó 2,337 km2 i in size, dried up in 2015 due to various causes, among them the El Niño phenomenon, pollution from mining and the diversion of rivers by producers on the Peruvian side using irrigation systems. See: http://www.bbc.com/mundo/noticias/2015/12/151223_ciencia_bolivia_lago_poopo_desaparicion_sequia_wbm Another example is the drought in California (United States) between 2012 and 2014, considered the worst drought in 1200 years, see: http://www.sciencedaily.com/releases/2014/12/141205124357.htm

[9] The following scientific study talks about the fact that sea levels could rise more than 5 meters and affect cities like London, Miami, Shanghai and New York. Hansen, J., Sato, M., Hearty, P., Ruedy, R., Kelley, M., Masson-Delmotte, V., Russell, G., Tselioudis, G., Cao, J., Rignot, E., Velicogna, I., Kandiano, E., von Schuckmann, K., Kharecha, P., Legrande, A.N., Bauer, M., y Lo, K. W., 2015, “Ice melt, sea level rise and superstorms: evidence from paleoclimate data, climate modeling, and modern observations that 2 _C global warming is highly dangerous” en: Atmos. Chem. Phys. Discuss., 15.

[10] Burke, M., Hsiang, M.S. and Miguel, E., 2015, “Global non-linear effect of temperature on economic production” in: Nature 527, Macmillan Publishers Limited

[11] See: http://www.dailymail.co.uk/news/article-1241872/EXCLUSIVE-Inside-Chinas-secret-toxic-unobtainium-mine.html

[12] See: http://www.bbc.co.uk/news/magazine-21432226

[13] Within this context, the notion of “unequal ecological exchange” shows that the developed countries outsource their consumption costs to developing countries, intensifying their environmental degradation. See: Jorgenson, A.K., 2006, “Unequal Exchange and Environmental Degradation A Theoretical Proposition and Cross-National Study of Deforestation” in: Rural Sociology 71.4

[14] Pickety, Th., 2015, Carbon and inequality: from Kyoto to Paris. Parish school of economics. http://piketty.pse.ens.fr/files/ChancelPiketty2015.pdf

[15] Also see: Reynolds, L., 2013, Agriculture and Livestock Remain Major Sources of Greenhouse Gas Emission en: Worldwatch Institute. http://www.worldwatch.org/agriculture-and-livestock-remain-major-sources-greenhouse-gas-emissions-0

[16] In 2004 President Lula Da Silva promised a deforestation reduction policy of 80%. Nepstad et al (2014) gives an accounting of it, that between 2005 and 2013 the deforestation in the Brazilian Amazon decreased by 70%, which prevented the emission into the atmosphere of 3.2 billion tons of carbon dioxide, and that in 2013 represented a reduction of 1.5% in global emissions. See: Nepstad, D., et al, 2014, “Slowing Amazon deforestation through public policy and interventions in beef and soy supply chains” in: Science Vol. 344, No. 6188 See also: the economist: http://www.economist.com/news/science-and-technology/21603409-how-brazil-became-world-leader-reducing-environmental-degradation-cutting

[17] P. Oquist (see: https://www.youtube.com/watch?v=uL53JDkek2g) justified the fact that Nicaragua had not turned it in: that the United Nations, in terms of climate change, does not have objective verification mechanisms for the expression of the individual will of the different countries; and because Nicaragua has low emissions and in addition is reducing it – in 2014 it only emitted 0.03% of gases, and that because of the increase in renewable energy (from 25 to 52%) the country saved 2.1 million tons of CO2, with which total gas emissions dropped to 4.8 million tons.

[18] See: http://www.c2es.org/international/2015-agreement/indcs

[19] This financing had already beeen approved in 2011 as the Green Climate Fund (GCF), as a financing mechanism of the United Nations Framework Convention on Climate Change (UNFCCC). See: http://finanzascarbono.org/financiamiento-climatico/canales-bilaterales-de-financiamiento/fondo-verde-para-el-clima/ The Paris Accord ratified this agreement.

[20] Monbiot, G., 2015, “Grand promises of Paris climate deal undermined by squalid retrenchments” in: The Guardian, December 12, 2015. http://www.theguardian.com/environment/georgemonbiot/2015/dec/12/paris-climate-deal-governments-fossil-fuels

[21] Milman, O., 2012, “James Hansen, father of climate change awareness, calls Paris talks ‘a fraud’” in: The Guardian December 12 2015. http://www.theguardian.com/environment/2015/dec/12/james-hansen-climate-change-paris-talks-fraud

[22] To read the chronology on climate change, see: http://www.un.org/climatechange/es/hacia-un-acuerdo-sobre-el-clima/ For a historical review of the “wave” (Paris Accords) and particularly the day to day of the Paris negotiations, see: Campos, V., 2016, “The Paris climate agreement is patently insufficient” in: Envio 415.

[23] Many protests and struggles in every country in the world. For a sample, see summary from the Avaaz movement https://secure.avaaz.org/es/climate_story_loc/?beAxNab&v=70850&cl=9162323010 and run for your life with Jenni Laiti: https://www.youtube.com/watch?v=7ZR6kGNM_L0

[24] Verbruggen, A., 2015, Self-governance in global climate policy: An essay. University of Antwerp.

[25] Robinson, w., 2003, Transnational conflicts. Central America, Social change, and Globalization. London: Verso

[26] The 1997 Kyoto protocol legally linked the developed countries to the emission reduction objectives. It set goals for greenhouse gas reductions of 5%. The commitment period was 2008-2012, and 2013-2020. Only 37 countries (28 in Europe) signed this accord. The US Congress did not ratify it, and countries like China, one of the countries with the most emissions, were left out. By 2015 the 37 signature countries were able to reduce emissions by 22%.

[27] Monbiot, G., 2014, “The UK is making it a legal duty to maximise greenhouse gas emissions” in: The Guardian June 26, 2014. http://www.theguardian.com/environment/georgemonbiot/2014/jun/26/uk-legal-duty-maximise-greenhouse-gas-emissions

[28] Correa, R., 2015, “Por el hermano viento, por el aire, la nube, el cielo sereno y todo tiempo” in: Correos 7.42 Nicaragua: Instituto de comunicación Social.

[29] See: https://www.youtube.com/watch?v=uL53JDkek2g. For more reading on the proposal of the Government of Nicaragua published before the Paris Summit, see: Oquist, P., 2015, “La posición de Nicaragua” in: Correos 7.42. Nicaragua: Instituto de comunicación Social.

[30] Van Hecken, G., Bastiaensen, J. y Huybrechs, F., 2015 (“What’s in a name? Epistemic perspectives and Payments for Ecosystem Services policies in Nicaragua” in: Geoforum 63) discuss “epistemic circulation” to explain how the member countries of ALBA (Bolivarian Alternative) deal with conservationist environmental policies and then end up joining it. The authors observe in the case of Nicaragua how, in spite of the critical perspective of the government on the payment for environmental services (PSA), most of the PSA projects in the country have been carried out responding to the dominant perspective of being governed by the market.

[31] Moore, J. W., 2015, capitalism in the Web of life, United States: VersoBook.

[32] 7 scientísts and economists from England have proposed an Apollo type research program for the purpose of doing research that in 10 years would produce renewable and clean energy cheaper and free from CO2 emissions. This energy would be based on 3 pillars: renewable (especially solar and wind), nuclear power and “carbon capture”. They do it under the idea that by 2025 we would ensure that global warming be under 2 0C, otherwise they think that climate change will be catastrophic. See: D. King, J. Browne, R. Layard, G. O’Donnell,

  1. Rees, N. Stern and A. Turner, 2015, A GLOBAL APOLLO PROGRAMME TO COMBAT CLIMATE CHANGE.http://cep.lse.ac.uk/pubs/download/special/Global_Apollo_Programme_Report.pdf

[33] The dispossession is done not just by the extractive companies and monocropping enterprises, but also the institutions that started as alternatives. For example, many microfinance institutions present their portfolios as “green loans”, which by financing extensive livestock raising, instead contribute to this dispossession of land and territories; these same microfinance organizations do not give loans to indigenous populations nor to peasant families that are diversifying their production, and that are located in protected areas and indigenous territories, or cooperatives that have forest areas and that are prevented from touching even one tree.

[34] For a critical perspective, see: Chambers, R., 2014, “Perverse Payment by Results: frogs in a pot and straitjackets for obstacle courses” in: IDS, Sussex University.

https://participationpower.wordpress.com/2014/09/03/perverse-payment-by-results-frogs-in-a-pot-and-straitjackets-for-obstacle-courses/

[35] Data for 2007 taken from: Ortíz, I. and Cummins, M., 2011, Global Inequality:Beyond the Bottom Billion… New York: UNICEF. See: http://www.unicef.org/socialpolicy/files/Global_Inequality.pdf

[36] In a workshop with female and male leaders of rural organizations (January 2016), and representatives of academic and business institutions, the perspective of both groups was expressed differently.The first group, of the leaders, blamed themselves for climate change, attributing the causes to the “bad production practices”, “burning and cutting down trees”, “use of chemicals in agriculture”, and “the lack of education in families”, while the second group attributed the causes to “short term thinking”, “Companies” and “dependency on oil.”

[37] Mendoza, R., 2004, “Through the Looking Glass: Images of the Agricultural Frontier” in: Envio 273. Managua: IHCA-UCA. http://www.envio.org.ni/articulo/2182

[38] This phrase from women of the Afro-descendent community of La Toma del Cauca (Colombia), was picked up by Escobar (2016), “Desde abajo, por la izquierda y con la Tierra” in: Contrapuntos, Serie Desafíos Latinoamericano 7.

[39] See interview of Jenni Laiti in: http://uralistica.com/profiles/blogs/jenni-laiti-is-looking-out-for-s-mi-interests

Spirit

My U.S. acquaintances almost always have questions about the work that Winds of Peace undertakes in Nicaragua, and especially they are curious about the people with whom we work.  They are curious to know how they are like us in the U.S.  They desire to know whether they are happy, what rural Nicaraguans like to do in their spare time, and what they may know about those of us who live in the North.  (My answers to those specific questions tend to be along the lines of: yes, they experience happiness in some very different ways from us, they have little spare time and they know a great deal more about us than we do of them.)

During my visit in Nicaragua two weeks ago, I became re-acquainted with a woman I had met several years ago, a grassroots coffee producer and member of a very small cooperative.  She attended an organizational strengthening workshop which the Foundation had underwritten and, in fact, turned out to be one of the presenters.  I want to introduce you to Corina, because she is a composite story of who many Nicaraguans are.

Corina
Corina

When we first met, Corina and her cooperative had found themselves in deep economic trouble. But the cause of the difficulty stemmed from the fraudulent actions of “middlemen” who recognized an opportunity to take advantage of small producers who were too trusting, unschooled and undereducated in the responsibilities  and obligations of organizational success.  In that first meeting, Corina and her fellow coop members faced a likely collapse of their group; she thus faced a similar fate for her own farm.  Without the middlemen to provide market savvy and price negotiation (as well as deceptive representation), Corina felt lost.

But I recall her tenacity in addition to the shyness.  She had not spoken much in front of her North American visitor those years ago, but she spoke passionately and with defiance when she chose to speak at all.  But I remember thinking that the odds were definitely against this small-producer coop which now faced significant debt not of their own making.  Winds of Peace has made annual loans to the coop since that first meeting, and the coop has survived thus far.  But providing funds each year for fertilizers and new coffee plants is neither the road away from dependence nor the key to sustainability.

Corina and her fellow coop members have worked hard.  They have attended other workshops.  The coop has been attentive to understanding exactly what project proposal information is required of them and what donor expectations are.   They’ve been scrupulously diligent in meeting their loan obligations.  While a preference for having others intervene on their behalf still surfaces at moments, a movement toward self-sufficiency is happening.

So I was both surprised and not surprised in seeing Corina before the audience two weeks ago.  She towered over the audience, in a way that very few people less than five feet in height can; sometimes captivation comes from unsuspected sources.  She clutched a handkerchief like a good luck token, but her voice was firm and her resolution fixed on two large papers taped to the front wall.  On the pages, Corina had charted her family’s 5-Year Farm Plan.

Set aside for the moment the fact that many businesses never attempt something as progressive as a 5-year plan.  Corina, with the assistance of her husband and children and workshop facilitators,  had undertaken a detailed description of her business, including its dimensions, crops, limitations, opportunities, improvements, environmental impacts, successes and its future outlook.  There on two sheets of butcher paper was a complete strategic plan, one which in its simplicity and breadth presented her story, both current and future.

As Corina related her story, her voice grew in size and confidence. The handkerchief became twisted with emotion and conviction.  The audience, notorious for its restlessness, now sat rapt in attention, utterly astonished at both the woman and the content of her work.  At one moment, suddenly self-conscious of her standing, she looked to the workshop facilitator and observed that, maybe she wasn’t making sense and that he could explain the process better.  To his everlasting credit, the facilitator turned to the participants and asked, “Is she doing OK?”  The audience erupted into thunderous applause, matched in emotion only by the modesty in Corina’s face.  She continued, with even greater fervor than before.

By the close of her presentation, Corina had communicated details of her life which, under any other circumstance, would never have been shared.  She talked of her children and their work on the farm, after school.  She described the long hours of labor contributed by her husband, who hired out as a field hand elsewhere by day before returning home to tend to their own land.  She talked of her own unending work among the coffee plants, and how she nonetheless was able to achieve the equivalent of her high school diploma, the first member of her family ever to do so.  By the conclusion of her talk, I had a distinct feeling of under-accomplishment in my own life.

I suspect that many in the group felt the same.  At the conclusion of her presentation, Corina was surrounded by many, people seeking more information, offering their appreciation for her tenacity and strength, thanking her.  Several members of a coffee-buying group from North America sought to establish direct links for purchasing her coffee.  She may never have experienced so many photographs taken of her.  Clearly a sense of accomplishment welled up within her, and yet the demeanor of humility and reserve never wavered.

IMG_5372Corina’s example to her fellow small farmers resulted in many such family plans being drawn up that day and in the weeks to follow; indeed, they are still being created.  She had extended herself, far from her comfort zone, in order to provide a basis for others to act.  Her courage on behalf of other producers enabled a development threshold to be crossed, one that may cultivate harvests and benefits for a long time.  But I recall the day in a different light.  I will recall her performance and leadership as a challenge to my own way of life, to look at its content, its yields and plantings and harvests, its potential and its character with a greater sense of needing to do better….

 

Ten Years After, Part 2

There’s no question but that the modest beginning undertaken by Harold and Louise Nielsen has evolved into something broader and deeper than a funding mechanism for poor Nicaraguan peasants.  Yes, the grants and loans have been exceedingly important to those rural recipients who received them.  But the lessons embedded in those transactions and the fruits which have blossomed from them may hold a much greater value than the strictly financial one.  The impacts can be transformational, and that has the potential to change not only lives, but ways of life.

Looking forward to the next ten years has both precedence and importance.  Years ago, Harold and Louise envisioned a foundation that would somehow help to alleviate poverty and marginalization of rural Nicaraguans.  WPF has likely evolved in ways far different from that initial vision, but the shape of that initial dream has been the base upon which any good results stand.  Nonetheless, it can be dangerous to attempt prognostications.  (I cannot even make a fair prediction about my day tomorrow, let alone a look into the future of a people and their country.)  No one can ever say for certain what the future will hold, whether in terms of natural evolution or human interventions.  But not to dream is a missed opportunity, a failure to imagine better circumstances for the rural poor in Nicaragua and perhaps elsewhere.

What lies ahead?  Our dreams and discussions continue  around the idea of a Synergy Center in Nicaragua, a site in Managua which is the intersection among WPF, Nicaraguan development and an education entity from the U.S.  The Synergy Center concept presents a progressive opportunity for a U.S.-based education institution to become the owner and administrator of a facility that can utilize data and experiences for the real-life learning of its students, as well as for other international visitors seeking to understand and bridge the immense gaps between the Global North and South, for mutual global benefit.  It’s a notion that is bold in light of the frequent tendency of education entities to “pull back” in times of global and economic unrest, the very times when this very sort of personal education presents perhaps the only realistic means of addressing such gaps.  It’s a big initiative for a little foundation, but that is not likely to have stopped Harold and Louise.

The creation of the Synergy Center would represent  a significant boost to education development within Nicaragua, as well.  While the Foundation has funded scholarships for elementary to university-aged students, we will continue to seek additional bridges between opportunity and learning.  The path for rural Nicaraguans to move from poverty is located squarely within education.  The Foundation’s commitment to growing such opportunities was born of Louise Nielsen’s determination that young women, in particular, could become key resources to Nicaraguan society through their education; our continuation will be based on objective data that confirms the essential nature of improved education opportunities at all levels of society.  The Synergy Center can serve as one education “pivot” between Global North and South, an intersection of research and education between the regions.

Concurrent with the establishment of the Synergy Center, the Foundation dreams of collaborations which could bridge the gaps that exist among the various funding agencies which still operate in Nicaragua.  We are all still victims of our own thinking in terms of what Nicaraguans can accomplish and how they will accomplish it.  As a result, there are many development resources which operate in total independence from one another, and sometimes even at cross-purposes.  As is true for any organization, there is greater strength in numbers and collaboration, a truth which still represents a major hurdle for those of us who operate in Nicaragua.  In a curious conundrum, it’s another potential value of a Synergy Center, but only if WPF and other organizations would be willing to abandon a “not invented here” mindset and choose to collaborate and learn with one another.

My own background includes experiences with some of the most important tools for transforming organizations into higher-performing enterprises.  Cultivation of organizational transparency (Open Book Management) in the cooperative’s function and adoption of methodologies which cultivate continuing improvement (Lean Methodologies) are two concepts that will generate transcendent, positive change in both the businesses and the lives of their practitioners.  It’s a movement whose seeds have been planted, and whose harvest needn’t wait for ten more years.  And I can readily imagine rural Nicaraguan cooperatives embracing and applying the tools for themselves as a means to retain the ownership and value of the lands they tend.

Finally, the future must hold one additional achievement, this one perhaps more essential, more transformative, more vital to development of the rural poor (and therefore to the success of WPF) than any of the others.  It’s the awakening of the global conscience to the circumstances of the poor and the terrible costs that we all pay for their plight.  Even if we collectively have no empathy for those who struggle (a terrible supposition by itself), we are inextricably tied to their outcomes.  It’s a sobering prospect to consider.  Those who know and feel it have an exclusive obligation to educate, to touch, to move others who have had no personal connection to draw upon.  That work, too, will continue to be mission and vision of WPF.

The next ten years will pass by like the flash of lightning in a summer storm.  We know this, given the passage of the past ten years.  It is a short term in which to create truly transformative movement in any environment, even shorter when working abroad.  Our aim will continue to be improvement in Nicaraguan and North American lives, by helping people in both lands become more globally literate.

These are visions for WPF, not roadmaps.  Our fuel for change continues to be made up of capital and accompaniment.  But  we will also continue to remind ourselves that better circumstances do not imply greater monetary wealth only.   Indeed, as the adage goes, some people are so poor that all they have is money, and we know that we can aim higher than that….

 

Innovating with land leasing

Innovating with land leasing

René Mendoza Vidaurre *

Where water passes, there is life (E. Valdés S.J.)

In a previous article we invited people to search for alternatives for the so-called “Central American dry corridor”, a zone that is an expression of the effects of climate change and social injustice in the region, part of it being low quality soils and populated by peasant families expelled from another area dominated by monocropping haciendas (cotton, sugar cane, peanuts…) on historically high quality land and used for extensive ranching (See: http://peacewinds.org/the-drought-social-injustice-and-the-opportunity-for-change/ ). This search for alternatives is even more urgent on learning that, according to the 2015 Climate Risk Index, between 1994 and 2013 Honduras, Nicaragua and Guatemala are among the 10 countries most affected in the world by climate events (See: https://germanwatch.org/en/download/10343.pdf). In this article we discuss one of those options that is applicable to all the areas of the country and valid for Latin America. Based on the innovative work of the Rural Development Commission (CODER), supported by the Irish Catholic Agency for Development, TROCAIRE, in the dry municipalities of San Francisco, Cinco Pinos, Santo Tomás and San Pedro in the Chinandega Province (Nicaragua), we contend that a change in the rules of the leasing system as a result of the organized advancement of rural families would help to improve the efficiency, equity and agricultural and non-agricultural sustainability, and in the long term revert the drought.

Leasing system

Para-phrasing R. Fallas S.J., peasant families without land are like beings without souls, land is accessed via the family (e.g. inheritance), community, state and the market. According to Deere and León (2003, “The Gender Asset Gap: Land in Latin America” in: World Development 31.6), women acquire land more through inheritance, while men do so via the community, state and market. The leasing market is a way of accessing the land, of increasing efficiency in agriculture, and equity in terms of small producer access; so 41% of all the land in Europe is leased, 41% in the United States, 32% in Africa, 16% in Asia and 12% in Latin America (de Janvry, Marcours y Sadoulet, 2002, “El acceso a tierras a través del arrendamiento” in: IADB, El acceso a la tierra en la agenda de desarrollo rural). The experience of France stands out, with more than 60% of their land areas leased, with a stable leasing law since 1946 that allows whole farms to be leased for periods of up to 18 years, transferable rights (in the case of the death of the spouse and/or children), and with leasing prices set each year by a provincial commission; and it is a legislation that protects family agriculture, for example, with an egalitarian law on inheritances. These accomplishments in France are primarily due to decades of effort on the part of the peasant movement to access land without having to buy it, nor wait for an agrarian reform. (See: http://www.agter.org/bdf/es/corpus_chemin/fiche-chemin-333.html; http://www.agter.org/bdf/es/corpus_chemin/fiche-chemin-55.html).

Following de Janvry, Marcours and Sadoulet (2002), leased land tends to be used by families who have little land and by family workers who voluntarily are more productive, that is the reason for their greater efficiency; mostly the transfer is from large land owners to small scale leasers, that is the reason for the poverty reduction; while the very imperfect and biased land markets favor the large producers who buy land off of the small ones, who have less possibilities of buying land (de Janvry, Platteau, Gordillo y. Sadoulet, 2001, “Access to Land and Land Policy Reforms”, in: de Janvry, Gordillo, Platteau and Sadoulet, Access to Land, Rural Poverty and Public Action). Why then is leasing in Latin America at only 12%? From the perspective of the owners, property rights are weak, the laws frequently change and their application (and conflict resolution) is costly; information is inadequate to do a good selection of renters, the local social capital is weak for honoring the leasing contract, and frequently agrarian reforms happen that later do not have registered titles, and when they have titles, their leasing is prohibited. From the perspective of the renters, their few resources limit their access to the market, they lack animals and credit, the opening of roads makes food production for their own use less necessary, even though the higher quality land is in demand for intensive crops (e.g. tobacco) from producers with more capital; and we would add, the producer families have weak organizations and their influence over policy is controlled.

These factors generate lack of confidence among the owners to lease their land for a number of years, and even less to the same people, and makes them resist transacting with people outside their circle of trust; and the same with the renter who is afraid of the abuses of the owner. The low level of leasing means a lot of land gets left unused or is used for extensive livestock raising. Even this low percentage of leasing is done for a year or less, which is why it is only for basic grain crops; both situations, extensive livestock raising and only annual crops, in the long term, contribute to soil erosion and the factors that contribute to the drought, in addition to increasing poverty.

Nevertheless, in the last 10 years there is a new context that could invigorate the leasing systems: drought is reducing the amount of feed and the water for the cattle herd, the large ranchers are not getting into farming because of the high costs of supervising the labor force; people who are migrating from dry zones, are leaving their lands in the hands of some relative; and more and more the end of the agricultural frontier is being felt, many times even with increasing violence on the Caribbean Coast. The reduction in the profitability of extensive agriculture is also felt due to the fact that the land is already “worn out”, which requires intensive and ecologically sustainable agriculture and ranching. What is the response to this new context?

The experience of CODER, an innovative seed

The four municipalities (San Francisco, Santo Tomás, San Pedro and Cinco Pinos), founded over more than 100 years ago, illustrate the description of Latin America and this emerging context. The large rancher is seeing their grazing land dry up, and calculates that the costs of supervision are high if he decides to hire labor to raise basic grains, while the peasant families with little or no land see themselves forced to migrate to ensure food for their families. In the face of this situation the leasing system offers some relief, which, improved through the mediation of CODER, indicates a path with good transformative potential. See the Table.

 

  Land Owner Leasing family
Traditional leasing -provides land for one agricultural cycle (4 months) for C$1000, and whether the harvest is good or bad, he gets the post harvest stubble for his cattle, valued at C$1000, in addition to the fodder that grows on the rented manzana.

-can hire labor of the leasing family to weed or do domestic work

-grows corn (10qq, C$3000) and beans (10 qq, C$4000); 60% of production costs

-assumes 100% risk if the harvest is bad.

-the land is left ‘worn out” and the following cycle he seeks out another “hill” to plant

-leadership is assumed by the male

Improved leasing (with the mediation of CODER) -provides land for first planting for 3 years at C$1300/yr (a roll of barbed wire each year that costs C$900, in addition to 4 days of work that adds up to C$400).

-good rows for fodder and living and dead barriers (prevents soil erosion due to rain), estimated value of C$1000/mz/yr

-whether the harvest is good or bad he gets the use of the stubble valued at C$1100; it is better stubble

-grows corn (12qq, C$3600) and beans (12 qq, C$4800); 65% of the production costs. In year 3 production increases and 60% of production costs.

-stays on the same area for 3 years

-assumes 100% of the risk if the harvest is bad, but risk of bad harvest is lessened.

-leadership is assumed by the female.

“Traditional leasing” produces economic advantages for both, but only for one year, then the land is left in poorer shape and continues to be exposed to erosion; neither the leaser nor the owner want to continue with this relationship in the same area; in fact, in other municipalities like Palacagüina the ranchers see themselves forced to lease out their land without charge, under the condition that they leave them the stubble from the crop, even though the power asymmetry persists and many times the property owner forces the renter to harvest their corn early. The “improved leasing” creates greater advantages: year after year both earn more economically, the land also improves its quality and erosion is prevented; there is a smaller risk of a bad harvest because of the soil conservation works, which also means better post harvest stubble for the rancher; the corn or beans are better used because the leasing families led by women, in addition to ensuring food for their families, transform the corn into tortillas to sell, and the beans they sell by the pound and also cooked; relationships of trust are built between renting women and land owners, which could augur negotiation processes that would further improve the leasing system.

The key to this “improved leasing” is in the fact that the arrangement is for 3 years instead of only 1, which allows investing in soil quality, that benefits the leaser (more production), and the owner (soil quality and better post harvest stubble). This is possible thanks to the fact that CODER, a local association, has leadership that comes from a peasant-farmer background, and have had interchanges of experience with French agronomists around leasing (See: http://www.agter.org/bdf/es/corpus_chemin/fiche-chemin-355.html), which has given them legitimacy to be able to be guarantors of the notarized, signed leasing agreement,  mediators in conflict resolution, and providers of technical assistance to BOTH actors.

Introduction of changes to the leasing system

“Improved leasing” shows us a path that, changing the rules and including coordination among various actors, can have a better economic, social and environmental impact. This path speaks to us of the urgency of expanding it, because 3 years are not enough for adding permanent crops like citrus, coffee, cacao, fruit or wood or energy trees, which also would contribute to the cattle feed and protecting areas of water replenishment. When the 3 years come to an end, the actors go back to the pre-leasing situation, including its consequences for soil erosion, scarcity of cattle feed, and human migration. The same happens with the gender relations that tend to regress. How can sustainable changes be generated in the leasing rules? We propose what we are calling “leasing plus”: reform the agrarian law to permit 15 year and even 20 year leases, ensuring legal stability so that those contracts are respected, and include reform of the law so that inheritances be given equally to sons and daughters, which would allow for those children who might not want to work the land to lease it out; these reforms, especially their sustainability, will be possible to the extent that producer families organize and promote them.

These results require inclusive processes. Local organizations like CODER, in coordination with DIRAC (Alternative Conflict Resolution Office of the judicial branch), could facilitate negotiations between renters and owners, and conflict resolution that gets beyond the abuses toward more lasting social arrangements and more adequate laws. Research institutions could study the various forms of leasing, including sharecropping, and think about leasing to groups, leases with the option to buy, community or cooperative supervision of the leases. Financial and technical and organizational assistance institutions could contribute to awakening in the landless families and the owners a long term vision and an effort and transformation awareness.

This leasing plus could contribute to efficiency, social and gender equity, and environmental sustainability, strengthening the peasant and farmer forms of production. And with this, the drought would give way to diversified zones with protected water sources, understanding that truly where water passes, there is life. Under this umbrella, the biggest challenge will no longer be accessing land, but being a farmer and being an organized farmer.

* René (rmvidaurre@gmail.com) has a PhD in development studies, is a collaborator of the Winds of Peace Foundation (http://peacewinds.org/research/), an associate researcher with the IOB-Antwerp University (Belgium) and of the Nitlapan-UCA Research and Development Institute (Nicaragua).

** I am grateful to P. Merlet and J. Bastiaensen for their comments and suggestions for improving the article.

 

The drought: social injustice and the opportunity for change

The drought: social injustice and the opportunity for change

René Mendoza Vidaurre*

“Behind adversities are opportunities” goes the saying. After the rust that affected thousands of families working in the coffee chain, repeatedly we heard about the adversities of the drought: “the first planting season was lost”, “the families´food reserves have been used up”, “the water table has been reduced”, “there is a risk that the second planting will not happen..nor the third,” “insects are appearing like the flying locust, the cotton weevil, mites and the pink hibiscus woodlouse”, “cattle raising is at risk due to the scarcity of water for drinking and for grazing,” “exodus from the communities”, “increase of cattle rustling because of the economic crisis,” “ microcredit is protecting itself in the face of the drought.” Without a doubt, it is important to be concerned about the effects of the drought in the short term. In this article we call attention to the fact that the drought is being understood as if it were only a natural phenomenon, and the human activities that contribute to it are being ignored. Understanding these actions and their impact would allow it to be seen as an opportunity for thinking about ways of overcoming the challenges that the drought imposes, and developing a possible long term perspective.

The Central American dry corridor

The FAO (2012, Estudio de caracterización del corredor seco centroamericano http://reliefweb.int/sites/reliefweb.int/files/resources/tomo_i_corredor_seco.pdf) identifies the dry corridor of the region. Out of a total of 75 million hectares in the region (Guatemala, El Salvador, Honduras and Nicaragua), the corridor covers 15.9 million hectares, in other words 21%; out of this total 42% is low effect drought, 50.5% large effect drought, and 7.5% has severe effects. See map.

corredor seco CA

 

What is alarming is that the National Oceanic and Atmospheric Agency of the US (NOAA), in addition to confirming the presence of El Niño, points out the possibility that it might be extended into the first months of 2016 (prolonged dry season and early withdrawal of rainy season), and on top of that, concludes that the below normal rainfall for the months of August to October will affect the dry corridor and beyond in each country. (See map below; Central America Agricultural Council, Climate Change and Holistic Risk Management Technical Group, 2015, Current status of El Niño, climate perspective, implications for farming and recommendations for regional measures; http://infoagro.net/archivos_Infoagro/Regatta/biblioteca/ES_S%C3%ADntesisWebinarEstad.pdf).

 

perspective climatica CA

Causes that generate the drought

It is said that the behavior of the current rainfall is similar to that of 1976 and 1982, that the drought is similar to that of 1997, and that the seriousness of the situation is that the drought goes back to last year, 2014. In other words, the drought is becoming something structural. What has caused this? The absence of humidity in the atmosphere, which is made worse by the increasing variability of the rainfall, including the increase in temperature, particularly on the ocean´s surface. This variability has been caused by human actions that generally are interconnected. First, deforestation causes soil erosion, which is why the soil then retains less water, the water is less able to infiltrate and the soil loses its fertility, so then flooding increases, and the creeks and springs disappear, rivers dry up, crop yields decrease, and become more vulnerable to rainy season droughts and infestations, and with this the families lose their capacity to maintain themselves. Secondly, this deforestation is accompanied by another chain of pressures that include the “hamburger effect” (fast food in the United States at the cost of the forests of Central America), increase in extensive cattle raising, the advance of the monocropping haciendas (producing sugar cane, peanuts, sorghum, tobacco…) on large areas emptied of trees, land concentration that expels families from their communities, and the consequent reduction of diversified farms and manual agro-industry (cheesemakers, grinders, cacao drying…). Third, this dynamic of deforestation and land concentration is accompanied by financing, research and technology – by and for – large monocropping production, but it is dressed up as modern economics and even the first “victim” of the drought. There the drought appears as a “natural” phenomenon, as a matter of “those poor” subsistence peasants, and organizations discussing the size of its impact.

One hypothesis for any territory in the dry corridor for the last 70 years would be that the combined effect of these three factors (degradation of natural resources, concentration of the land and accompanying chain of pressures) has increased the variability of the rainfall, and has resulted in less capacity to resist the impact of the drought, which is a human result that underlies the current of injustice “an underwater riptide”.

Opportunity for change

If the drought expresses the social injustice and the merchantilization of the land (and the climate), and it is a human outcome, then it is a changeable phenomenon. Recalling the words of Chesterton, “playing the violin when Rome is burning is amoral, thinking about a hydraulic system is the task of the researcher”, thinking about strategies for overcoming the drought is more than suggesting technical solutions (communal gardens, raising iguanas, drought resistant crops like pineapple, reforestation, agro-forestry and silvo-pastoral practices, protection of water sources, irrigation systems in harmony with the profitability of the crop and without affecting the water basin, combination of agriculture and ranching, and diversified farms), it is thinking about how to implement over the long term. What follows indicates some points along those lines.

First, organizing research and experimentation in specific territories with mostly producer families, doing it in a participatory way so that the families and the researchers can build awareness about the fact that the drought is not “a punishment from God”, nor something “natural”, to just “monitor”, but a changeable phenomenon, and that under certain conditions crops can be rotated and farms diversified, capable of feeding the soil, so that it retains more water, has a greater capacity to allow the water to infiltrate, produces more, and thus families become more capable of maintaining themselves and bettering their situation. In this process one learns to observe, analyze and act preventively, as a family from the municipality of Cinco Pinos (Nicaragua) recounted: “if we plant with irrigation in the dry season, we notice that the insects pile up in green places, in the barrier of corn or sugar cane, and we can fight them there before they get to the crop; while in the rainy season they are all over.”

 Second, what is crucial is awakening among the families a vision of change on their farms and their communities, that they cultivate a long term perspective, and that they hold to that vision. One family: “dreams of the day my friends visit me and say, ´how beautiful your farm is´; here the entire family is working to see that day.” This awakening and perseverance is possible when various families, aware of the fact that alone they cannot overcome the drought, organize into cooperatives, associations or some form of community, and do so in alliance with organizations or institutions of the region that are capable of putting on the shoes of those families, commit to their formation, and provide follow up to one another for various years.

Finally, creating the conditions so that the two previous points can become possible. Financial institutions, instead of “shielding themselves” (reducing credit to non-ranching families or vetoing credit to dry zones), increasing their loans to intelligent investments that would allow them to move past the drought. Universities can create interdisciplinary certificates on development in high risk dry territories with the participation of rural leaders and professionals, with follow up intervals on experimentation processes. Commercial enterprise chains that buy products from the dry corridor within a framework of subcontracting relationships for various periods. Fiscal policies that provide incentives for sustainable productive diversification, and penalize land concentration and monocropping.

The drought is an opportunity for change. One family in San Francisco del Norte (Nicaragua) is clear about it, “I am planting land…that is what is going to feed us, and that is what is going to be my inheritance, that is our common home.” Our greatest challenge is to quit planting drought and to contribute to this “common home.”

* René (rmvidaurre@gmail.com) has a PhD in development studies, is a collaborator with the Winds of Peace Foundation (WPF) (http://peacewinds.org/research/), an associate researcher with  IOB-University of Antwerp (Belgium) and the Research and Development Institute , Nitlapan-UCA (Nicaragua).